Training Events (LIVE)

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    • 08 Jul 2021
    • 10:00 AM - 12:00 PM (EDT)
    • https://www.surgentcpe.com/
    • Program Name: Appleby’s Guide to Avoiding the Top 10 Mistakes That Can Wipe out Retirement Savings

    Overview

    Years of growth in a retirement account can be wiped out by one mistake. As such, retirement account owners and their advisors should take care to ensure that IRAs are operated in compliance with the governing regulations. This includes ensuring that distributions are handled properly, and that movement of retirement assets do not violate the limitations that apply.

    Highlights
     
    The 10% penalty

    • ·         Net Unrealized Appreciation
    • ·         Roth IRA Conversions and Withholding
    • ·         Rollovers and the limitations
    • ·         Direct Rollovers, Indirect Rollovers and Tax Withholding 
    • ·         Beneficiary portability rules
    • ·         Taxes and the ordering rules for Roth IRAs
    • ·         Excess contributions and the 6% excise tax

    Learning Objectives

    Advisors who attend this session will learn how to:

    • Identify penalties that can apply to distributions, and how they can be avoided.
    • Identify portability mistakes that can result in unintended tax consequences.
    • Move inherited retirement assets in a manner that preserves preserve tax deferred status.
    • Avoid the penalty that can apply to ineligible contributions.
    • Explain the operational and compliance requirements for Roth IRA conversions
    • 20 Jul 2021
    • 1:00 PM - 3:00 PM (EDT)
    • https://www.surgentcpe.com/
    • Program Name: Appleby’s Top 20 Effective Strategies for Avoiding RMD Mistakes and Penalties: SECURE Act Updated   

    Overview

    Required minimum distribution (RMD) must begin for the year in which the account owner reaches age 72, unless an exception applies. Failure to comply with the RMD rules will result in the account owner owing the IRS a 50% excess accumulation penalty on any RMD shortfall. RMDs must also be taken from inherited accounts, and the process for determining RMDs for these accounts are more complex than those that apply to RMDs for non-inherited accounts. Interested parties must understand the compliance requirements that apply to RMDs, to be able to assist in ensuring that penalties are avoided.

    Highlights

    • What is a required minimum distribution for an account owner?
    • What is a required minimum distribution for a beneficiary IRA?
    • The types of accounts that are subject to the required minimum distribution rules
    • The parties that are subject to the required minimum distribution rules
    • Exceptions and special considerations for required minimum distributions
    • Rollover and transfer rules in an RMD year
    • The various responsibilities for interested parties
    • Qualified charitable distributions and how they are coordinated with RMDS and IRA contributions

    Learning objectives

    Advisors who attended this session will learn how to:

    • Define an RMD so that clients know the minimum amounts to distribute
    • Calculate RMDs and make adjustments when IRA custodians fail to
    • Identify the individuals and accounts that are subject to the RMD rules
    • Identify the RMD mistakes that can occur, how to avoid such mistakes, and how to correct them where possible

     

     

    • 22 Sep 2021
    • 2:00 PM - 5:00 PM (EDT)
    • https://www.allstartax.com/course-details?sku=IRCP-2021-01-BDCSW-265-01

    IRA and Retirement Plan Changes and Planning for 2021 (IRCP)

    Panelists

    Denise Appleby, MJ, APA, CISP, CRPS, CRC, Larry Pon, CPA, Edward A. Renn, Esq., Michael J. Tucker, J.D., CPA
    • Credits 3
    • Level Intermediate
    • Field of Study Taxes

    Overview

    The CARES Act allowed owners of IRAs and employer-sponsored retirement plans to take coronavirus-related distributions and plan loans in 2020. For 2021 and after, required minimum distributions (RMDs) are once more required. The distribution rules that applied to the beneficiaries of IRAs and employer plans changed with the enactment of the SECURE Act, limiting the distribution options starting with beneficiaries who inherited IRAs in 2020. This program will review many important SECURE Act changes that take effect in 2021, as well as the new rules for restarting RMDs.

    Major Topics:

    • SECURE Act changes for 2020 and after
    • Expiration of option to take a coronavirus-related distribution
    • Repayment of coronavirus-related distributions
    • Additional year for repayment of loans from eligible retirement plans
    • SECURE Act 10-year RMD rule for designated beneficiaries
    • Distinguishing between eligible designated beneficiaries and ineligible beneficiaries under the SECURE Act
    • Elimination of the age cap for IRA contributions
    • Amending retirement plans to allow for coronavirus-related distributions and loans
    • Distribution options for spousal beneficiaries

    Learning Objectives

    • Advise clients regarding IRA and retirement plan changes

    Designed For

    Any tax practitioner advising clients with respect to IRAs and qualified plans

    Prerequisite

    Knowledge of individual income tax rules

    Advanced Preparation

    None

    IRS Approved

    Yes

    CFP Approved

    Yes

    CLE Approved

    Varies by state. Check https://www.allstartax.com/course-details?sku=IRCP-2021-01-BDCSW-265-01

Past events

20 May 2021 Word on the Street: Beneficiary Options for Retirement Accounts: A Discussion about the SECURE Act Changes and IRS Explanations in Pub-590-B
30 Jun 2020 Breaking: COVID-19 IRA/401(k) Distribution IRS Guidance Provided
12 Jun 2020 Appleby’s Top 10 Factor for Choosing Between a SEP IRA and a SIMPLE IRA
04 Jun 2020 Appleby’s Guide to Avoiding the Top 10 IRA Distribution Mistakes
01 May 2020 Appleby’s Top 20 Roth Rules to Tax Free Retirement Income Through Roth Accounts
30 Apr 2020 Appleby’s Guide to Avoiding Tax Traps for Beneficiary Distributions from IRAs and Employer-Sponsored Retirement Plans, Including the Impact of the SECURE Act's Changes
24 Apr 2020 COVID-19 IRA and Plan Provision Contributions, Distributions, and Loans (ACV9)
20 Apr 2020 COVID-19 IRA and Plan Provision Contributions, Distributions, and Loans (ACV9)
27 Mar 2020 COVID-19 and IRA/401(k) Withdrawals – Rules and Regulations
21 Jan 2020 SECURE Act Webinar: The 10 Most Significant IRA Changes made by the SECURE Act
11 Dec 2019 Twenty Essential IRA Tips for Saving Taxes and Avoiding Penalties (IRAS)
05 Nov 2019 Guide to Avoiding the Top 10 IRA Distribution Mistakes (IRA4)
29 Oct 2019 Top 20 Effective Strategies for Avoiding RMD Mistakes and Penalties (IRA5)
18 Sep 2019 Guide to the Early Distribution Penalty Exceptions for Distributions from Retirement Accounts (IRA6)
07 Aug 2019 Top 10 Factor for Choosing Between a SEP IRA and a SIMPLE IRA (IRA7)
17 Jul 2019 How to Split Retirement Accounts as Part of a Divorce Settlement (IRA3)
12 Jun 2019 Top 20 Roth Rules to TaxFree Retirement Income Through Roth Accounts (IRA2)
05 Jun 2019 IRAs and Retirement Accounts for Life-changing Events: Marriage, Divorce, Retirement and Death (ILCE)
08 May 2019 2019 MOKAN Trust & Financial Services Conference
20 Mar 2019 IRA Updates and Reminders
12 Dec 2018 Twenty Essential IRA Tips for Saving Taxes and Avoiding Penalties
05 Nov 2018 Top 10 Factor for Choosing Between a SEP IRA and a SIMPLE IRA
29 Oct 2018 Guide to the Early Distribution Penalty Exceptions for Distributions from Retirement Accounts
18 Sep 2018 Top 20 Effective Strategies for Avoiding RMD Mistakes and Penalties
23 Aug 2018 New Planning Strategies for Retirement Account Rollovers and Transfers
15 Aug 2018 New Planning Strategies for Retirement Account Rollovers and Transfers
10 Aug 2018 Guide to Avoiding the Top 10 IRA Distribution Mistakes
26 Jul 2018 Creditor Protection of Retirement Plan Assets
17 Jul 2018 Guide to the Fundamental Rules of Tax-Free Roth 401(k)s
28 Jun 2018 Leveraging the Social Security Claiming Decision to Uncover Opportunities to Bring Value to Your Clients and Prospects
11 Jun 2018 Top 20 Roth Rules to Tax Free Retirement Income Through Roth Accounts
31 May 2018 Beneficiary Options for IRAs and Employer Sponsored Retirement Plans:-Designations, Distributions and Avoiding Traps
15 May 2018 Guide to Avoiding Tax Traps for Beneficiary Distributions from IRAs and Employer-Sponsored Retirement Plans
19 Apr 2018 Rollover Strategies: Rules, Limitations and Exceptions for Retirement Plans and IRAs
22 Nov 2017 20 Essential IRA Tips for Saving Taxes and Avoiding Penalties (IRAS)- Surgent
02 Oct 2017 20 Essential IRA Tips for Saving Taxes and Avoiding Penalties (IRAS)- Surgent
24 Sep 2017 Distribution, rollover and beneficiary tax planning for defined contribution plans and IRAs
24 Sep 2017 Distribution, rollover and beneficiary tax planning for defined contribution plans and IRAs
31 Aug 2017 Lunch and Learn IRA Techniques with Denise Appleby: August to December 2017
09 Aug 2017 What Tax Practitioners Should Know about Required Minimum Distributions from IRAs and Qualified Plans - Edward Jones
01 Aug 2017 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)-through Surgent
19 Jan 2017 SUBSTANTIALLY EQUAL PERIODIC PAYMENTS (SEPP)/72(t) DISTRIBUTIONS
12 Dec 2016 Essential IRA Tips for Saving Taxes and Avoiding Penalties
08 Dec 2016 Three Critical Roth Conversion Rules Every Advisor Should Know
06 Dec 2016 FREE Webinar-IRA Year-End Reminders, Updates and Open IRA-Forum
24 Nov 2016 401(k) Plans for Small Business Owners (SBO-K)- Key Reminders
17 Nov 2016 Effective Strategies for Avoiding RMD Mistakes and Penalties
10 Nov 2016 Roth 401(k)s - Fundamentals of Designated Roth Accounts (DRA)s
27 Oct 2016 Rollovers Strategies for Asset Consolidation in retirement accounts : Rules, Limitations and Exceptions for IRAs and other retirement accounts
20 Oct 2016 “Rollovers and Transfers for Employer Plans and IRAs: Before and after death legalities and practical tips"
29 Sep 2016 IRA 4th QTR Reminders, Updates and Open IRA-Forum
18 Aug 2016 Top 20 IRA Rules Every Tax Practitioner Should Know (IRUL)
10 Aug 2016 Top 20 IRA Rules Every Tax Practitioner Should Know (IRUL)
01 Aug 2016 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
14 Jul 2016 Surgent's Ins and Outs of Setting Up and Administering Solo 401(k)'s for Your Clients (S401)
24 Jun 2016 The Best Planning Strategies for Taking Early and Required Minimum Distributions for IRAs and Qualified Plans (PSMD)
23 Jun 2016 The New Fiduciary Rules: How They Affect Financial Advisors
23 May 2016 Ins and Outs of Self-Directed IRAs (IOSD)
11 May 2016 Rules for Contributing to Multiple Retirement Plans
04 Apr 2016 Essential IRA Tips for Saving Taxes and Avoiding Penalties
23 Mar 2016 Tax Planning Tips and Solutions for IRA and Small Business Owners
07 Dec 2015 The Best Planning Strategies for Taking Early and Required Minimum Distributions for IRAs and Qualified Plans (PSMD)
19 Nov 2015 IRA Year-End Reminders, Updates and Open IRA-Forum
13 Nov 2015 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
02 Nov 2015 Surgent's Guide to What You Need to Know About Roth IRA's (RIRA)
28 Oct 2015 Surgent's Ins and Outs of Setting Up and Administering Solo 401(k)'s for Your Clients (S401)
22 Oct 2015 Simplifying Self-Directed IRAs for You and Your Clients
24 Sep 2015 The Top 5 Roth Conversions and Recharacterization Rules
17 Sep 2015 Ins and Outs of Self-Directed IRAs (IOSD)
16 Sep 2015 All-Star Tax Series -IRAs from A to Z: What Tax Practitioners Need to Know (IRAZ)
27 Aug 2015 The Top Ten SIMPLE IRA Rules
31 Jul 2015 The Most Tax Advantaged Ways of Getting Money Out of Your IRA or Pension Plan (GMOI)
21 Apr 2015 Beneficiary Options for IRAs and Employer Sponsored Retirement Plans - Designations, Distributions and Avoiding Traps
07 Apr 2015 An Introduction to rollover and transfers rules for Retirement Accounts
17 Mar 2015 Tax Planning Tips and Solutions for IRA and Small Business Owners
21 Jan 2015 Rollovers and Transfers: Rules, Limitations, Exceptions - Focus on IRAs
17 Dec 2014 Taxation of Traditional IRAs and Roth IRAs
10 Dec 2014 FREE IRA Year-End Updates and Open IRA-Forum
19 Nov 2014 Early Distributions: Penalties and Exceptions- Focus on SEPP/72(t) Distributions
12 Nov 2014 Traditional IRA Distributions: Optional, Required, Penalties
22 Oct 2014 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
24 Sep 2014 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
10 Sep 2014 ROTH CONVERSIONS AND RECHARACTERIZATIONS
20 Aug 2014 Rollovers and Transfers: Rules, Limitations, Exceptions - Focus on IRAs
16 Oct 2013 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
18 Sep 2013 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
09 Sep 2013 ROTH CONVERSIONS AND RECHARACTERIZATIONS
23 Jan 2013 Early Distributions: Penalties and Exceptions- Focus on SEPP/72(t) Distributions
20 Nov 2012 REQUIRED MINIMUM DISTRIBUTION RULES FOR IRAS: RULES, ROLES AND RESPONSIBILITIES
16 Oct 2012 IRA BENEFICIARY MATTERS: DESIGNATIONS, DISTRIBUTION OPTIONS, AND AVOIDING TRAPS
18 Sep 2012 ROTH CONVERSIONS AND RECHARACTERIZATIONS
07 Aug 2012 SIMPLE IRAs Simplified
05 Mar 2012 Webinar: SEPP-72(t) Distributions- An overview

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